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教育：
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1999年访问美国哈佛大学工程与应用科学系
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1993年5月获美国康涅狄格大学电机与系统工程系博士学位
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1985年3月获清华大学自动化系工学硕士学位
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1982年7月获清华大学自动化系工学学士学位
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获奖：
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1997年度国家杰出青年基金
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1996年度美国李氏基金杰出成就奖
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1996年度国家教委科技进步二等奖
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学术职务：
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Automatica编委、《决策与控制》编委、《西安交通大学学报》编委、IEEE高级会员、教育部科学技术委员会委员
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主要研究成果：
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1.集成计算机网络安全系统的研究和开发。将系统与控制科学的统计分析、证据推理以及信息融合方法与计算机网络技术相结合，取得重要进展，受到国家杰出青年基金、国家自然科学基金和国家863计划的资助。研究成果包括：研究和开发集成化网络安全防卫系统；提出一套基于专用数据链表的快速匹配算法并在此基础上研究了基于攻击特征的网络入侵检测方法；提出并实现基于粗糙集理论的主机入侵检测方法；提出并实现了入侵证据推理方法，实现了入侵事件推理的可视化并同系统集成。
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2.生产制造系统的优化调度方法。主要研究电力系统中水电、火电、抽水蓄能机组的调度方法、电力公司间购售电决策以及发电机组与购售电决策的协调，已应用于电力公司的实际生产之中, 取得重大进展。针对Lagrangian松弛框架下同构子问题，提出新的优化调度算法，根本上解决了难题，并在理论上证明了算法收敛性，申请了发明专利。针对有混合动态约束的资源调度问题难题，以双结构动态规划为基础给出了一种新方法，充分利用了系统状态空间的结构信息，得到相邻时段的cost-to-go函数反向映射关系，进而前向递推求得最优解。
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3.电力市场研究。利用博弈论分析电力市场的博弈行为和价格飚升的现象，在美国加州市场崩溃前，指出了加州市场规则下博弈行为和供电商的竞标策略可能造成的问题，对我国正在进行的电力市场竞标规则设计具有重要意义。提出基于序优化方法的电力市场优化竞标策略以及与系统资源优化调度的集成方法，研究出了一种市场竞标和优化资源调度的综合方法，对供电需求商在多个市场间的优化购电分配和购电报价方面也提出了有效方法。开展电力市场仿真和预测研究，并在美国加州、中国浙江和山东电力市场应用。
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4.市场化下资源调度策略可实现性及能量交付能力。利用最优控制理论，得出了资源调度策略可实现性或能量交付能力的充要条件，以便修改爬升约束，保证资源调度策略的可实现性。
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目前研究方向:
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1.复杂网络化系统的安全与经济性
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2.集成化计算机网络安全
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3.生产制造系统的优化调度
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4.市场竞标和对策方法研究
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5.电力市场仿真和预测
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主要资助：
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1.国家杰出青年基金
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2.国家自然科学基金重点项目、面上项目
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3.国家863项目
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4.国家教育部重点科研项目
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5.985行动计划
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6.宝钢集团公司
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7.山东鲁能集团公司
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8.美国联合技术公司研究院（UTRC）
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国际与地区合作：
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1.哈佛大学 (Harvard University)
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2.马塞诸萨大学 (University of Massachusetts)
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3.康涅狄格大学 (University of Connecticut)
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4.香港中文大学 (Chinese University of Hong Kong)
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5.香港科技大学 (Hong Kong University of Science and Technology)
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近期论著选:
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书:
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[1] X. Guan, P. B. Luh, E. Ni and R. Li, “Hydrothermal Power Systems”, Wiley Encyclopedia of Electrical and Electronics Engineering, John Wiley and Son, 1999, pp. 419-427.
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[2] X. Guan, E. Ni, P. B. Luh and Y. C. Ho, “Optimization Based Bidding Strategies for Deregulated Electric Power Market,” Next Generation of Unit Commitment Models, Series on Operations Research/Management Science, Kluwer Academic Publishers, 2001.
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书(编辑):
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[3] T. J. Tarn, C. Han and X. Guan (Eds.), Proceedings of the Second Chinese World Congress on Intelligent Control and Intelligent Automation, Xian Jiaotong University Press, 1997.
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期刊文章：
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[4] X. Guan, P. B. Luh, H. Yan and J. A. Amalfi, "An optimization Based Method for Unit Commitment," International Journal of Electrical Power & Energy Systems, Vol. 14, No. 1, Feb. 1992, pp. 9-17.
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[5] X. Guan and P. B. Luh, "A New Parallel Algorithm for Optimal Control Problems of Interconnected Systems," International Journal of Control, Vol. 56, No. 6, Dec. 1992, pp. 1275-1297.
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[6] H. Yan, P. B. Luh, X. Guan, and P. Rogan, "Scheduling Hydrothermal Power Systems," IEEE Transactions on Power systems, Vol. 8, No. 3, August, 1993, pp. 1358-1365.
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[7] X. Guan, P. B. Luh, H. Yan and P. Rogan, "Optimization-Based Scheduling of Hydrothermal Power Systems with Pumped-Storage Units," IEEE Transactions on Power systems, Vol. 9, No. 2, May 1994, pp. 1023-1031.
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[8] L. Zhang, P. B. Luh, X. Guan, and G. Merchel, "Optimization-Based Inter-Utility Power Purchases," IEEE Transactions on Power systems, Vol. 9, No. 2, May 1994, pp. 891-897.
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[9] X. Guan, P. B. Luh and L. Zhang, "Nonlinear Approximation Method in Lagrangian Relaxation-Based Algorithms for Hydrothermal Scheduling.," IEEE Transactions on Power Systems, Vol. 10, No. 2, May 1995, pp. 772-778.
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[10] X. Guan, E. Liu and A. D. Papalexopoulos, "Applications of a Fuzzy Set Method in an Optimal Power Flow," Electric Power Systems Research, Vol. 34, No. 2, 1995, pp. 11-18.
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[11] E. Liu and X. Guan, "Fuzzy Constraint Enforcement and Control Curtailment in an Optimal Power Flow," IEEE Transactions on Power Systems, Vol. 11, No. 2, May 1996, pp. 639-645.
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[12] X. Guan, P. B. Luh and B. Prasannan, "Power System Scheduling with Fuzzy Reserve Requirements," IEEE Transactions on Power Systems, Vol. 11, No. 2, May 1996, pp. 864-869.
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[13] X. Guan, E. Ni, R. Li and P. B. Luh, "An Optimization-Based Scheduling Algorithm for Scheduling Hydrothermal Power Systems with Cascaded Reservoirs and Discrete Hydro Constraints." IEEE Transactions on Power Systems, Vol. 12, No. 4, Nov. 1997, pp.1775-1780.
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[14] C. Tseng, X. Guan and A. Svoboda, "Multi-Area Unit Commitment for Large-Scale Power Systems," IEE Proceedings, Part C-Generation, Transmission and Distribution, Vol. 145, No. 4, July 1998, pp. 415-421.
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[15] X. Guan, A. Svoboda, and C. Li, "Scheduling Hydro Power Systems with Restricted Operating Zones and Discharge Ramping Constraints," IEEE Transactions on Power Systems, Vol. 14, No.1, Feb. 1999, pp. 126-131.
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[16] C. Li, A. Svoboda, X. Guan and H. Singh, "Revenue Adequate Bidding Strategies in Competitive Electricity Markets," IEEE Transactions on Power Systems, Vol. 14, No.2, May 1999, pp. 492. 497.
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[17] E. Ni, X. Guan and R. Li, "Scheduling Hydrothermal Power Systems with Cascaded and Head-dependent Reservoirs," IEEE Transactions on Power Systems, Vol. 14, No.3, August 1999, pp. 1127-1132.
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[18] X. Guan and P. Luh, “Integrated Resource Scheduling and Bidding in Deregulated Electric Power Market: New Challenges,” Journal of Discrete Event Dynamic Systems, Vol. 9, No. 4, 1999, pp. 331-350.
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[19] X. Guan, F. Gao and Alva Svoboda, “Energy Delivery Capacity and Generation Scheduling in the Deregulated Electric Power Market,” IEEE Transactions on Power Systems, Vol. 15, No. 4, Nov 2000, pp. 1275-1280.
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[20] X. Guan, Y. C. Ho and D. Pepyne, “Gaming and Price Spikes in Electrical Power Market,” IEEE Transactions on Power Systems, Vol. 16, No. 3, Aug 2001, pp. 402-408.
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[21] X. Guan, Y. C. Ho and F. Lai “An Ordinal Optimization Based Bidding Strategy for Electric Power Suppliers in the Daily Electric Energy Market,” IEEE Transactions on Power Systems, Vol. 16, No. 4, Nov 2001, pp. 788-797.
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[22] X. Guan, Q. Zhai and F. Lai, “A New Lagrangian Relaxation Based Algorithm for Resource Scheduling with Homogenous Subproblems,” Journal of Optimization: Theory and Applications, Vol. 113, No. 1, April 2002, pp. 65-82.
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[23] W. Fan, X. Guan, Q. Zhai, “A New Method for Unit Commitment with Ramping Constraints,” Electric Power Systems Research, Vol. 63, No. 3, 2002, pp.215-224.
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[24] Q. Zhai, X. Guan and J. Cui, “Unit Commitment with Identical Units: Successive Subproblem Solving Method Based on Lagrangian Relaxation, IEEE Transactions on Power Systems, Vol. 17, No. 4, Nov 2002, pp. 1250-1257.
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[25] Y. Liu and X. Guan, “Purchase Allocation and Demand Bidding in Electric Power Markets,” IEEE Transactions on Power Systems, vol. 18, no. 1, Feb 2003, pp. 106-112.
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[26] Z. Cai, X. Guan, P. Shao, Q. Peng, G. Sun, “A Rough Set Theory Based Method for Anomaly Intrusion Detection in Computer Networks,” Expert Systems, Vol. 18, No. 5, Nov 2003, pp.251-259.
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[27] X. Wang, X. Guan and X. Wang, “Block Pricing and Bidding Rule for Electric Power Markets,” Journal of Engineering Intelligent Systems, Vol. 11, No. 3, Sept 2003, pp. 133-139
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会议文章(大会报告)：
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[28] X. Guan, E. Ni, R. Li and P. B. Luh, "Optimization-Based Scheduling of Cascaded Hydro Power Systems with Discrete Constraints." Proceedings of the North America Power Systems Symposium, MIT, Boston, MA, USA, Nov. 1996, pp. 17-24.
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EDUCATION:
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Visiting Division of Engineering and Applied Science, Harvard University, USA, 1999
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Ph. D. in Electrical and Systems Engineering, University of Connecticut, USA, 1993
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Master of Science in Control Engineering, Tsinghua University, Beijing, China, 1985
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Bachelor of Science in Control Engineering, Tsinghua University, Beijing, China, 1982
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AWARDSACADEMIC ACTIVITIES:
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・ 1997 National Outstanding Young Investigator Grant of China
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・ 1996 LI Heritage Prize for Excellence in Creative Activities, LI Foundation, San Francisco, United States
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・ 1996 Award of Science and Technology Advances: "Optimization of Large Scale Power Systems," State Education Commission, China
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ACADEMIC TITLES AND ACTIVITIES:
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・ IEEE Senior Member
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・ Sigma Xi Scientific Research Honor Society,
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・ Eta Kappa Nu Electrical Engineering Honor Society
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・ Associate Editor of Automatica
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・ Internet based information system and network security; 2 Optimization-based scheduling methodologies for power and manufacturing systems;
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・ Bidding strategies and game theoretic analysis of electric power market;
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・ Simulation and forecasting of electric power market;
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・ New scheduling methodologies in market environments
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・ Modeling and simulation of complex system collapse;
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・ National Outstanding Young Investigator Grant, National Natural Science Foundation of China
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・ Key Project of National Natural Science Foundation of China
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・ National 863 Plan of China
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・ Key Project of Ministry of Education of China
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・ Xian Xinli Network Technology Ltd.
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INTERNATIONAL AND REGIONAL COLLABORATIONS：
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・ Harvard University
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・ University of Massachusetts at Amherst
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・ University of Connecticut
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・ Georgia Institute of Technology
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・ Chinese University of Hong Kong
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・ Hong Kong University of Science and Technology
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PRESENTATIONS:
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・ Electric Power Systems in the New Environment: System Economics and Security
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・ Gaming and Price Spikes in Electric Power Markets
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・ New Lagrangian Relaxation Based Scheduling Algorithm
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・ Energy Delivery Capacity and Generation Scheduling in the Deregulated Electric Power Market
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SELECTED RECENT PUBLICAT IONS:
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[1] R. Li and X. Guan, Multi-Computer systems and Their Applications in Control Engineering, Xian Jiaotong University Press, 1990, ISBN7-5605-0366-7. Book (Eds.):
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[2] T. J. Tarn, C. Han and X. Guan (Eds.), Proceedings of the Second Chinese World Congress on Intelligent Control and Intelligent Automation, Xian Jiaotong University Press, 1997. (Book Chapter).
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[3] X. Guan, P. B. Luh, E. Ni and R. Li, "Hydrothermal Power Systems," Encyclopedia of Electrical and Electronics Engineering, John Wiley and Son, 1999, pp. 419-627.
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[4] X. Guan, E. Ni, P. B. Luh and Y. C. Ho, "Optimization Based Bidding Strategies and Gaming Analysis for Deregulated Electric Power Market," Next Generation of Unit Commitment Models, Series on Operations Research/Management Science, Kluwer Academic Publishers, 2001. Journals:
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[5] X. Guan, P. B. Luh, H. Yan and J. A. Amalfi, "An optimization Based Method for Unit Commitment," International Journal of Electrical Power & Energy Systems, Vol. 14, No. 1, Feb. 1992, pp. 9-17.
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[6] X. Guan and P. B. Luh, "A New Parallel Algorithm for Optimal Control Problems of Interconnected Systems," International Journal of Control, Vol. 56, No. 6, Dec. 1992, pp. 1275-1297.
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[7] H. Yan, P. B. Luh, X. Guan, and P. Rogan, "Scheduling Hydrothermal Power Systems," IEEE Transactions on Power systems, Vol. 8, No. 3, August, 1993, pp. 1358-1365
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[8] X. Guan, P. B. Luh, H. Yan and P. Rogan, "Optimization-Based Scheduling of Hydrothermal Power Systems with Pumped-Storage Units," IEEE Transactions on Power systems, Vol. 9, No. 2, May 1994, pp. 1023-1031.
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[9] L. Zhang, P. B. Luh, X. Guan, and G. Merchel, "Optimization-Based Inter-Utility Power Purchases," IEEE Transactions on Power systems, Vol. 9, No. 2, May 1994, pp. 891-897.
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[10] X. Guan, P. B. Luh and L. Zhang, "Nonlinear Approximation Method in Lagrangian Relaxation-Based Algorithms for Hydrothermal Scheduling.," IEEE Transactions on Power Systems, Vol. 10, No. 2, May 1995, pp. 772-778.
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[11] X. Guan, E. Liu and A. D. Papalexopoulos, "Applications of a Fuzzy Set Method in an Optimal Power Flow," Electric Power Systems Research, Vol. 34, No. 2, 1995, pp. 11-18.
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[12] E. Liu and X. Guan, "Fuzzy Constraint Enforcement and Control Curtailment in an Optimal Power Flow," IEEE Transactions on Power Systems, Vol. 11, No. 2, May 1996, pp. 639-645
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[13] X. Guan, P. B. Luh and B. Prasannan, "Power System Scheduling with Fuzzy Reserve Requirements," IEEE Transactions on Power Systems, Vol.11, No.2, May 1996, pp. 864-869
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[14] X. Guan, E. Ni, R. Li and P. B. Luh, "An Optimization-Based Scheduling Algorithm for Scheduling Hydrothermal Power Systems with Cascaded Reservoirs and Discrete Hydro Constraints." IEEE Transactions on Power Systems, Vol.12, No.4, Nov. 1997, pp.1775-1780.
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[15] C. Tseng, X. Guan and A. Svoboda, "Multi-Area Unit Commitment for Large-Scale Power Systems," IEE Proceedings, Part C-Generation, Transmission and Distribution, Vol.145, No.4, July 1998, pp. 415-421
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[16] E. Ni, X. Guan and R. Li, "Optimal Scheduling of Hydro Power Systems with Cascaded Reservoirs," Control Theory and Applications, Vol. 15, No. 5, Oct. 1998, pp. 722-728
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[17] E. Ni, X. Guan and R. Li, "Optimization-Based Hydro Unit Commitment in Scheduling Head-dependent Cascaded Reservoirs," Proceedings of Chinese Society of Electrical Engineering, Vol. 19, No. 1, Jan. 1999, pp. 19-23.
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[18] E. Ni, X. Guan and R. Li, "Scheduling Head-dependent Cascaded Reservoirs," Control and Decision, Vol. 13, No. 6, Nov. 1998, pp. 647-652
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[19] X. Guan, A. Svoboda, and C. Li, "Scheduling Hydro Power Systems with Restricted Operating Zones and Discharge Ramping Constraints," IEEE Transactions on Power Systems, Vol. 14, No.1, Feb. 1999, pp. 126-131
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[20] C. Li, A. Svoboda, X. Guan and H. Singh, "Revenue Adequate Bidding Strategies in Competitive Electricity Markets," IEEE Transactions on Power Systems, Vol. 14, No.2, May 1999, pp. 492. 497
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[21] E. Ni, X. Guan and R. Li, "Scheduling Hydrothermal Power Systems with Cascaded and Head-dependent Reservoirs," IEEE Transactions on Power Systems, Vol. 14, No.3, August 1999, pp. 1127-1132.
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[22] X. Guan and P. Luh, "Integrated Resource Scheduling and Bidding in Deregulated Electric Power Market: New Challenges," Journal of Discrete Event Dynamic Systems, Vol. 9, No. 4, 1999, pp. 331-350
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[23] X. Guan, F. Gao and Alva Svoboda, "Energy Delivery Capacity and Generation Scheduling in the Deregulated Electric Power Market," IEEE Transactions on Power Systems, Vol. 15, No. 4, Nov 2000, pp. 1275-1280.
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[24] X. Guan, Y. C. Ho and D. Pepyne, "Gaming and Price Spikes in Electrical Power Market," IEEE Transactions on Power Systems, Vol. 16, No. 3, Aug 2001, pp. 402-408.
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[25] X. Guan, Y. C. Ho and Fei Lai "An Ordinal Optimization Based Bidding Strategy for Electric Power Suppliers in the Daily Electric Energy Market," IEEE Transactions on Power Systems, Vol. 16, No. 4, Nov 2001, pp. 788-797.
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[26] X. Guan, Q. Zhai and F. Lai, "A New Lagrangian Relaxation Based Algorithm for Resource Scheduling with Homogenous Subproblems," Journal of Optimization: Theory and Applications, Vol. 113, No. 1, April 2002, pp. 65-82.
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[27] W. Fan, X. Guan, Q. Zhai, “A New Method for Unit Commitment with Ramping Constraints,” Electric Power Systems Research, Vol. 63, No. 3, 2002, pp.215-224.
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[28] Z.Cai, Q.Peng, X.Guan, G.Sun,"Operation Based Multi-Layer Intrusion Detection Model and Method," Computer Engineering, Vol.28, No.7, 2002, pp.66-68.
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[29] Q. Zhai, X. Guan and J. Cui, “Unit Commitment with Identical Units: Successive Subproblem Solving Method Based on Lagrangian Relaxation, IEEE Transactions on Power Systems, Vol. 17, No.4, Nov 2002, pp. 1250-1257.
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[30] Y. Liu and X. Guan, “Purchase Allocation and Demand Bidding in Electric Power Markets,” IEEE Transactions on Power Systems, vol.18, no.1, Feb 2003, pp.106- 112.
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[31] Z. Cai, X. Guan, P. Shao, Q. Peng, G. Sun, “A Rough Set Theory Based Method for Anomaly Intrusion Detection in Computer Networks,” Expert Systems, Vol. 18, No. 5, Nov 2003, pp.251-259.
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[32] X. Wang, X. Guan and X. Wang, “Block Pricing and Bidding Rule for Electric Power Markets,” Journal of Engineering Intelligent Systems, Vol. 11, No. 3, Sept 2003, pp.133-139
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SUPERVISING STUDENTS:
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Graduated students:
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Ph.D.: Ernan Ni (1998), Fei Lai (2000), Wei Fan (2002), Yaan Liu(2002)
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MS: Lin Zhou (1999), Hanping Feng (2000), Yongyue He (2000), Qing Wang (2001), Jie Sun (2002), Yong Huang(2002), Liya Wang(2002), Jian Cui(2002), Shi Li(2003), Jiadao Li(2003), Yan Guo(2003), Lan Sun(2003), Binqiang Shi(2003)，Min Zhao(2003)
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Current students:
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Ph.D.: Qiaozhu Zhai, Dianmin Zhou, Lin Gao, Lei Liu, Sangang Guo, Wei Wang, Xiuzhen Chen, Chen Song, Li Feng
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MS:Lei Wu, Lili Chen, Hao Wang, Lintao Fan, Peini Liu, Tingting Yao, Qinghua Yao, Fenglei Yuan, Chenguang Lin, Pijun Jiang, Rui Yang, Rugang Zeng
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